THE brokerage Bell Potter has been hit with a $125,000 fine after one of its traders was found to have been trading shares without approval from a client and failing to disclose trading on his own account.
BROKERAGE Bell Potter has been fined $125,000 after one of its traders was found to have failed to disclose trading on his own account and to have traded on a client's account without the approval of the client.
Address Swallow Coffee Traders, Shop 1, 1-7 Tramway Arcade, Rockdale.
OPTIONS trader Tony Famularo has failed in his attempt to overturn the liquidator's decision to reject his claim for a $103 million debt from failed margin lender Lift Capital.
ANTHONY CUMMINGS is banking on a change of fortune for his highly touted galloper Trader, which runs in the Top Cut Steaks Handicap at Rosehill today.